Santander Bank, NA Internal Control Officer in Boston, Massachusetts

Internal Control Officer - 1801537



The primary purpose for the Internal Control Officer II is to execute the SOX Program areas of responsibility with focus on identifying and defining key risks and controls existing in the Bank's business processes.

  • Assist Business Units with the Certification Process and answer questions regarding the Internal Control System

  • Assist the Manager in completing Quarterly SEC Reporting requirements

  • Work on special projects as needed

  • Work with Third Party Vendor Management to ensure the completion of the SSAE16 SOC1 reviews for high critical vendors and ensure that internal controls are included in the process

  • Assist the Manager in the development of Policy and Methodology documents and coordinate with the IHC

  • Perform the monitoring, evaluation, and remediation of recommendations raised by SOX reviews, Regulators, External Audit, and internal audit

  • Execute the development / update of SOX 404 risk assessment processes at a Bank level to analyze, map, define and document Key financial reporting Sub-processes, Risks, and Controls

  • Perform fraud risk assessments to be in compliance with the COSO framework requirements

  • Perform tests of key financial reporting controls, document work performed, and assess the controls tested utilizing a newly implemented Internal Control tool

At Santander, we value and respect differences in our workforce and strive to increase the diversity of our teams. We encourage everyone to apply.



  • 4+ years financial institution experience, with exposure to retail banking and in one of the following disciplines: 1) auditing, 2)regulatory compliance, 3) internal control, 4) operational risk or 5) management consulting

  • Exposure to bank regulatory requirements is desirable

  • Must have good analytical skills to review end to end processes, understanding each individual phase and the transition from one to the next, insuring risks and controls are properly defined, and that meaningful control indicators are implemented

  • Proactive individual who has the ability to work across organizational lines, equally well at both the operational and executive level, to advance initiatives

  • Willing to work in multiple projects simultaneously

Job : General Compliance
Primary Location : Massachusetts-BOSTON
Schedule : Full-time
Job Posting : Mar 12, 2018, 7:21:59 PM